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Avatar Posted by dennyc 713 days ago (http://www.marketwatch.com)
Category: legislation and regulation | Tags: u.s. financial rescue plan All
President Bush said Friday that his administration and lawmakers will complete a rescue plan for the nation's battered financial markets despite sim Read More »
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Avatar Posted by dougr 721 days ago (http://www.nypost.com)
Category: legislation and regulation
PERHAPS the greatest scandal of the mort gage crisis is that it is a direct result of an intentional loosening of underwriting standards - done in th Read More »
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Avatar Posted by dougr 722 days ago (http://www.marketwatch.com)
Category: legislation and regulation
The agency required short sellers and their broker-dealers to deliver securities by the close of business on the settlement date, and said broker-dea Read More »
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Avatar Posted by dougr 787 days ago (http://online.wsj.com)
Category: legislation and regulation
Two congressmen are proposing a bill that would give the SEC new ability to tell rating firms which structured bond products they can and can't rate Read More »
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Avatar Posted by hydepark45208 897 days ago (http://www.edgertonweaver.com)
Category: legislation and regulation | Tags: pension protection act of 2006 All
On February 2, 2007, the Department of Labor (“DOL”) released Field Assistance Bulletin No. 2007-01 (the “Bulletin”) setting forth additional guidanc Read More »
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Avatar Posted by mattg 929 days ago (http://registeredrep.com)
Category: legislation and regulation | Tags: 401(k) legal sue supreme court All
U.S. Supreme Court ruling allowing individual 401(k) account holders to sue plan administrators may cause some angst among advisors. Read More »
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Avatar Posted by mattg 930 days ago (http://www.investmentnews.com)
Category: legislation and regulation | Tags: fines penalty oppenheimer All
Oppenheimer & Co. Inc. will pay $4.5 million to the Financial Industry Regulatory Authority to settle charges that it had timed the market. Read More »
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Avatar Posted by mattg 931 days ago (http://registeredrep.com)
Category: legislation and regulation | Tags: annuity fees insurance All
Wachovia collected 438 million in commissions from annuity sales.. a few more companies still have to report. Read More »
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